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      SEC/SOX AUDITS  
   

Swenson Advisors, LLP is registered with the PCAOB.

Regulations for public companies filing with the U.S. Securities and Exchange Commission are more compelling than ever.  We understand the importance of meeting deadlines and regulatory compliance.  Our audit team will work with you to address your accounting, reporting and filing needs.

SEC/SOX (Public Company) Audit Services:

  • Securities Exchange Act of 1934 Services (Form 10-K and Form 10-Q)
  • SOX 404B Internal Controls Documentation and Testing
  • SOX 404B IT Controls
  • Comfort Letters
  • SEC Reporting Consultations
  • Form 11-K/Employee Benefit Plan Auditing
  • Transfer Agent Reporting
  • Audit Committee Consultation and Assistance


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Full Service Accounting Firm Helping Individuals with Tax and Consulting Services




 
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